Explaining Section 43 Orders

In early 2015, the Solicitors Regulation Authority (SRA) banned a cleaner from working in a law firm without its permission. This situation followed on from a 2012 High Court decision against Murugan Gopalan (formerly known … Read More

The ‘Uberisation’ Of The Legal Profession

The Solicitors Regulation Authority last month outlined plans to allow solicitors to practice on a freelance basis. They would not be required to register as a sole practitioner or be employed by a regulated firm. … Read More

Getting Your Law Firm Ready For GDPR

The General Data Protection Regulation (GDPR) comes into force in May 2018. Law firms that fail to prepare in time, so they can comply with the regulations on day one, risk facing the regulator’s wrath. … Read More

SRA Interventions Double Year-On-Year

A recent news report in the Law Society Gazette states that the Solicitors Regulation Authority (SRA) is intervening in more multi-office firms and has experienced a spike in the number of practices it has shut … Read More

The SRA Decision-Making Process Explained

Being subject to a Solicitors Regulation Authority (SRA) investigation is certain to be a stressful experience for any firm. If you are a managing partner who suddenly finds their law firm being investigated by the … Read More

Regulatory settlement agreements

A regulatory settlement agreement(RSA) is used between the Solicitors Regulation Authority (SRA) and a regulated firm of solicitors or an individual solicitor to settle a disciplinary proceedings investigation in full.  Offering to conclude a disciplinary … Read More

Regulatory requirements of a client care policy

The Solicitors Regulation Authority (SRA) Handbook (the Handbook) sets out all the SRA’s regulatory requirements on solicitors.  It is updated regularly, version 18 having been published on 1 November 2016.  The Handbook outlines the ethical … Read More

Should the SRA be Police, Judge and Jury?

Currently, solicitors who face allegations made against them are subject to investigation and sanction by  the  Solicitors Regulation  Authority (“SRA”).   The SRA can rebuke  solicitors  and fine them up to £2,000.00. In more serious cases … Read More

Staying on the Right-Side of the Data Protection Act 1998

This month, a senior barrister was fined £1,000 when highly sensitive client information relating to family court proceedings was accidentally uploaded online, becoming easily accessible to the public via search engines. The Information Commissioner’s Office … Read More