A 60 Second Guide To Regulatory Settlement Agreements

Fortunately, not all Solicitors Regulation Authority investigations result in formal prosecution and an appearance in the Solicitors Disciplinary Tribunal (SDT).  Depending on the circumstances, it may be possible to negotiate a Regulatory Settlement Agreement with the SRA.  Similar to attempts to settle civil litigation matters early, all negotiations related to a Regulatory Settlement Agreement are without prejudice. What is a Regulatory Settlement Agreement? A Regulatory Settlement Agreement is a formal agreement entered into by the SRA and the solicitor/law firm.  […]