Solicitors Regulation

The level of honesty and integrity demanded by the Solicitors Regulation Authority (SRA) is incredibly high. And the penalty for acting dishonestly or with a lack of integrity can end an otherwise promising legal career. … Read More

In one telling scene from the opening episode of the BBC’s McMafia, Alex Godman, played by James McNorton, is asked how he might send funds to Mumbai “without leaving a trace”. His answer: by setting … Read More

It was recently reported in the Law Society Gazette that a solicitor who had worked overseas for over a decade was unable to convince the Solicitors Disciplinary Tribunal (SDT) to lift a suspension which would … Read More

The General Data Protection Regulation (GDPR) comes into force in May 2018. Law firms that fail to prepare in time, so they can comply with the regulations on day one, risk facing the regulator’s wrath. … Read More

In a recent Solicitors Disciplinary Tribunal (SDT) hearing, it was ruled that a solicitor who backdated a document in a “blind panic” could continue working in the legal profession. Although this is a welcome decision, … Read More

Three extraordinary decisions have been delivered by the High Court regarding the Solicitors’ Disciplinary Tribunal’s (SDT) interpretation of ‘lack of integrity’ and ‘dishonesty.’ The issue at the centre of the cases was: are integrity and … Read More

On 9th June, the Solicitors Disciplinary Tribunal (SDT) cleared London law firm Leigh Day and three of its solicitors of all 20 allegations of professional misconduct over Iraq war murder compensation claims. The trial, instigated … Read More

A regulatory settlement agreement(RSA) is used between the Solicitors Regulation Authority (SRA) and a regulated firm of solicitors or an individual solicitor to settle a disciplinary proceedings investigation in full.  Offering to conclude a disciplinary … Read More

On 9thJune, the Solicitors Disciplinary Tribunal (SDT) cleared London law firm Leigh Day and three of its solicitors of all 20 allegations of professional misconduct over Iraq war murder compensation claims. The trial, instigated by … Read More

Within the space of a month, the High Court has issued conflicting decisions on whether a solicitor’s lack of integrity shows dishonesty. The Solicitors Regulation Authority (the SRA) is reported to be considering an appeal … Read More

The Solicitors Regulation Authority (SRA) Handbook (the Handbook) sets out all the SRA’s regulatory requirements on solicitors.  It is updated regularly, version 18 having been published on 1 November 2016.  The Handbook outlines the ethical … Read More

Anyone wishing to apply for restoration to the Roll of Solicitors needs to carefully consider their chance of success, preferably with the help of someone who understands the challenges involved.  Jonathan Goodwin is such a … Read More

Last month in an interview with The Guardian, the head of the National Crime Agency, David Little said UK authorities were struggling to prevent vast sums of dirty money entering the country.  “The amount of … Read More

Currently, solicitors who face allegations made against them are subject to investigation and sanction by  the  Solicitors Regulation  Authority (“SRA”).   The SRA can rebuke  solicitors  and fine them up to £2,000.00. In more serious cases … Read More

This month, a senior barrister was fined £1,000 when highly sensitive client information relating to family court proceedings was accidentally uploaded online, becoming easily accessible to the public via search engines. The Information Commissioner’s Office … Read More

Few things cause the manager of a law firm more stress and anxiety than news that the Solicitors Regulation Authority (SRA) is conducting an investigation into your practice. If you have an understanding of the … Read More