SRA Interventions

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions SRA Interventions Jonathan Goodwin Solicitor Advocate Are you facing SRA intervention? The SRA has the statutory power to intervene into a solicitor’s [...]

Solicitors Defence Work

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions Solicitors Defence Work I am a solicitor specialising in Solicitors Defence Work. I have 25 years' experience of this work, so I [...]

Referral to the Solicitors Disciplinary Tribunal

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions Referral to the Solicitors Disciplinary Tribunal Following the investigation stage the SRA Adjudicator/Authorised Officer can refer a solicitor to the Solicitors Disciplinary [...]

Solicitors Disciplinary Tribunal

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions Solicitors Disciplinary Tribunal The Solicitors Disciplinary Tribunal consists of both solicitors and lay members appointed by the Master of the Rolls. The [...]

Chartered Accountants

Registered Architects ARB Investigations Responding to the Initial Complaint Referral to the Professional Conduct Committee Sanctions and Appeals Chartered Surveyors RICS Investigations Responding to the Initial Complaint Referral to the RICS Disciplinary Panel Sanctions and Appeals Legal Executives CILEx Investigations Responding to the Initial Complaint Referral to the Disciplinary Tribunal Sanctions and Appeals Chartered Accountants ICAEW Investigations Responding to the Initial Complaint Referral to the ICAEW Disciplinary Committee Sanctions and Appeals Licensed Conveyancers CLC Investigations Responding to the Initial Complaint [...]

Chartered Surveyors

Registered Architects ARB Investigations Responding to the Initial Complaint Referral to the Professional Conduct Committee Sanctions and Appeals Chartered Surveyors RICS Investigations Responding to the Initial Complaint Referral to the RICS Disciplinary Panel Sanctions and Appeals Legal Executives CILEx Investigations Responding to the Initial Complaint Referral to the Disciplinary Tribunal Sanctions and Appeals Chartered Accountants ICAEW Investigations Responding to the Initial Complaint Referral to the ICAEW Disciplinary Committee Sanctions and Appeals Licensed Conveyancers CLC Investigations Responding to the Initial Complaint [...]

Council for Licensed Conveyancers

Registered Architects ARB Investigations Responding to the Initial Complaint Referral to the Professional Conduct Committee Sanctions and Appeals Chartered Surveyors RICS Investigations Responding to the Initial Complaint Referral to the RICS Disciplinary Panel Sanctions and Appeals Legal Executives CILEx Investigations Responding to the Initial Complaint Referral to the Disciplinary Tribunal Sanctions and Appeals Chartered Accountants ICAEW Investigations Responding to the Initial Complaint Referral to the ICAEW Disciplinary Committee Sanctions and Appeals Licensed Conveyancers CLC Investigations Responding to the Initial Complaint [...]

Legal Executives

Registered Architects ARB Investigations Responding to the Initial Complaint Referral to the Professional Conduct Committee Sanctions and Appeals Chartered Surveyors RICS Investigations Responding to the Initial Complaint Referral to the RICS Disciplinary Panel Sanctions and Appeals Legal Executives CILEx Investigations Responding to the Initial Complaint Referral to the Disciplinary Tribunal Sanctions and Appeals Chartered Accountants ICAEW Investigations Responding to the Initial Complaint Referral to the ICAEW Disciplinary Committee Sanctions and Appeals Licensed Conveyancers CLC Investigations Responding to the Initial Complaint [...]

Practising Certificate Conditions

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions Practising Certificate conditions No person is qualified to act as a solicitor unless they have been admitted, their name is on the [...]

Section 43 Applications

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions Section 43 Applications The SRA has the power to regulate unqualified persons pursuant to Section 43 of the Solicitors Act 1974. On [...]

Restoration to the Solicitors Roll

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Regulatory Settlement Agreement

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions Regulatory Settlement Agreement Ordinarily it will take the SRA between 3 and 6 months to prepare a Rule 12 Statement following a [...]

Solicitor’s undertakings

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Money Laundering

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions Money Laundering Money laundering is a continuing concern for firms. Increasing sophistication on the part of fraudsters and changes to practising procedure [...]

The Solicitors Accounts Rules

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions The Solicitors Accounts Rules The current Solicitors Accounts Rules are the Accounts Rules 2019. In Law Society –v- Weston Lord Bingham said, [...]

High Court Appeals

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions High Court appeals A solicitor's appeal lies to the Administrative Court. The Court has jurisdiction to hear appeals from the SDT. The [...]

Dishonesty in Solicitors Disciplinary Tribunal proceedings

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Sanctions and costs in Solicitors Disciplinary Tribunal

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions Sanctions and costs in Solicitors Disciplinary Tribunal The SDT has produced written Guidance on its approach to sanctions. Each case must be [...]

SRA Letter

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SRA Investigations

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions SRA Investigations The SRA has powers to supervise and investigate those they regulate. In the first instance, the SRA encourages firms to [...]

Free Guide To SRA Matters

Free Guide To SRA Matters SRA Investigations SRA Interventions SRA Letter Solicitors Disciplinary Tribunal Referral to the Solicitors Disciplinary Tribunal Sanctions and costs in Solicitors Disciplinary Tribunal Dishonesty in Solicitors Disciplinary Tribunal proceedings High Court Appeals The Solicitors Accounts Rules Money Laundering Solicitor’s undertakings Regulatory Settlement Agreement Restoration to the Solicitors Roll Section 43 Applications Practising Certificate Conditions Free Guide To SRA Matters To discover more about SRA Letters, Solicitors Disciplinary Tribunals and all types of investigations by the SRA, [...]