Why Should I Consider An SRA Agreed Outcome

In November 2019, it was reported by the Law Gazette that the number of ‘sitting days’ for the Solicitors Disciplinary Tribunal (SDT) this year is projected to be “vastly” down (26%) on last year. This … Read More

A 60 Second Guide To Regulatory Settlement Agreements

Fortunately, not all Solicitors Regulation Authority investigations result in formal prosecution and an appearance in the Solicitors Disciplinary Tribunal (SDT). Depending on the circumstances, it may be possible to negotiate a Regulatory Settlement Agreement with … Read More

Changes to SRA Rules and Accounts Rules

As part of their recent Looking to the Future programme, the SRA took the bold decision to significantly simplify and reduce the prescriptiveness of its Account Rules. The result of this effort is the replacement … Read More

How To Avoid And Challenge An SRA Intervention

An SRA intervention is the SRA’s nuclear weapon. If your firm is currently being investigated and you fear an intervention may be possible, you must take the situation seriously. An SRA intervention can destroy not … Read More

Solicitors Need To Take Care With NDAs

Non-disclosure agreements (NDAs) have suddenly become controversial. The use of NDAs in the context of protecting sensitive commercial information and trade secrets continues to pose no immediate problem.  However, solicitors instructed to produce a document … Read More

The Law Society v The SRA

Fresh Attempt To Strengthen Client Protection Concerning Freelance Solicitors. The Law Society has recently asked the Legal Services Board (LSB) to impose extra requirements on solicitors who may otherwise be free to offer legal services … Read More

Overhauling the UK Money Laundering SARs Regime

Make no mistake, money laundering is a major global epidemic, involving sums of money potentially in the trillions of US dollars. According to the United Nations Office on Drugs and Crime (UNODC), money laundering is … Read More

Solicitors and the Media

Solicitors are often called on to deal with media enquiries. From commenting on a particular development of law to acting as a media representative of a client and their family, dealing with the press is … Read More

SRA Announces Reforms

In June 2018, the Solicitors Regulation Authority (SRA) announced a series of reforms. These are designed to give legal professionals greater flexibility and improve access to justice. The reforms have been generated from the Looking … Read More